Vice President of Compliance

Job Description

About Us

We are a fast-growing financial technology and services organization committed to building trust, transparency, and resilience in every aspect of our business. As an organization that operates at the intersection of finance, technology, and compliance, we serve clients across multiple industries with solutions that safeguard integrity, protect consumer data, and ensure strict adherence to evolving regulations.

In today’s rapidly shifting global regulatory landscape, compliance isn’t just about meeting standards it’s about creating frameworks that inspire confidence, support innovation, and protect stakeholders. Our mission is to not only keep pace with compliance demands but to set the standard for how compliance and ethics integrate into business growth strategies.

As part of our leadership team, you’ll be joining a company that values excellence, accountability, and innovation. Our people-first culture encourages collaboration and empowers leaders to influence change at scale. We are now seeking an accomplished Vice President of Compliance to lead this crucial function.

Position Overview

The Vice President of Compliance will lead the development, implementation, and oversight of the enterprise’s comprehensive compliance programs. This leader will serve as a trusted advisor to executive leadership, ensuring the organization not only meets but exceeds regulatory expectations while enabling business growth.

The role requires a strategic thinker with a strong foundation in financial services, fintech, or technology-driven organizations, combined with proven operational and leadership skills.

Key Responsibilities

Strategic Compliance Leadership

• Design and implement a comprehensive compliance strategy aligned with regulatory, legal, and ethical standards.

• Advise the CEO, Board of Directors, and executive team on emerging compliance risks and opportunities.

• Build policies and frameworks that scale as the company grows across multiple geographies.

Regulatory Oversight & Risk Management

• Ensure compliance with federal, state, and international regulatory requirements (SEC, FINRA, GDPR, CCPA, etc.).

• Oversee risk management strategies, compliance audits, and investigations.

• Partner with legal teams to maintain proactive compliance with evolving industry standards.

Team Development & Leadership

• Lead and mentor a compliance team across multiple functions, fostering a culture of accountability and transparency.

• Provide ongoing training, awareness programs, and tools to ensure organization-wide compliance engagement.

Cross-Functional Collaboration

• Collaborate with finance, operations, product, and IT teams to integrate compliance into decision-making.

• Serve as a compliance advisor during new product launches, M&A activity, and international expansion.

Monitoring & Reporting

• Establish compliance metrics, dashboards, and reporting processes for executive and board visibility.

• Maintain open communication channels with regulators, auditors, and external stakeholders.

Qualifications

• Bachelor’s degree in Law, Finance, or Business (JD, MBA, or equivalent preferred).

• 15+ years of compliance leadership experience, with at least 7+ years at an executive level.

• Proven expertise in financial services, fintech, or technology sectors.

• Strong understanding of regulatory frameworks (SEC, FINRA, SOX, GDPR, AML, OFAC, etc.).

• Demonstrated success in scaling compliance programs within high-growth environments.

• Exceptional leadership, communication, and relationship-building skills.

• Ability to influence board-level decision-making and guide cultural transformation.

Compensation & Benefits 💼

• Salary Compensation: $256K – $314K (Base + Bonus + Incentives)

• Comprehensive health, dental, and vision coverage

• 401(k) with employer match

• Long-term incentive programs and equity options

• Executive coaching and leadership development opportunities

• Flexible PTO, company holidays, and wellness programs

• Remote-first flexibility across the U.S.

Why Join Us?

As Vice President of Compliance, you will play a pivotal role in shaping the integrity and resilience of our growing organization. This is an opportunity to lead compliance in one of the most impactful, innovative, and fast-moving industries: finance and technology.

If you are a visionary compliance leader who thrives on balancing regulatory excellence with business growth, we encourage you to apply and make your mark with us.

👉 Apply now and be part of a leadership team shaping the future of compliance.